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Sandra Booysen
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Article Category:
Monograph Chapter
Publication Date:
07 Dec 2021
Page Range:
xviii–xxvii
Collections:
Law 2021
DOI:
https://doi.org/10.4337/9781800884625.00009
Full access
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Financial Advice and Investor Protection
Editor:
Sandra Booysen
Monograph Book
Publication Date:
07 Dec 2021
Print ISBN:
9781800884618
eISBN:
9781800884625
DOI:
https://doi.org/10.4337/9781800884625
Page Count:
384
Collections:
Law 2021
Buy Print
Table of Contents
Front Matter
Copyright
Contents
Extended contents
Contributors
Foreword by Peter Ellinger
Preface
Acknowledgements
Table of cases
Table of legislation
Part I: INTRODUCTION
Chapter 1: FINANCIAL ADVICE AND INVESTOR PROTECTION: A COMPARATIVE OVERVIEW
Chapter 2: ROBO FINANCIAL ADVICE: THE NEW FRONTIER
Part II: THE PRIVATE LAW
Chapter 3: TORT LAW AS REGULATION IN THE FINANCIAL INDUSTRY
Chapter 4: FINANCIAL ADVICE AND THE DUTY TO ADVISE
Chapter 5: NON-RELIANCE CLAUSES, ENTIRE AGREEMENT CLAUSES AND CONTRACTUAL ESTOPPEL
Chapter 6: BANKS, FINANCIAL INTERMEDIARIES AND FIDUCIARY DUTIES
Chapter 7: CAUSATION, REMOTENESS AND CALCULATION OF DAMAGES FOR FINANCIAL MIS-SELLING
Part III: A JURISDICTIONAL PERSPECTIVE
Chapter 8: FROM DISCLOSURE TO DESIGN: THE AUSTRALIAN REGULATORY RESPONSE TO MIS-SELLING TO CONSUMER INVESTORS BY FINANCIAL SERVICES PROVIDERS
Chapter 9: CHINA: CONFRONTING A GROWING WEALTH MANAGEMENT SECTOR
Chapter 10: HONG KONG: BALANCING LAISSEZ-FAIRE AND INVESTOR PROTECTION
Chapter 11: SINGAPORE: BOOSTING REGULATION TO PROTECT VULNERABLE INVESTORS
Chapter 12: THE UNITED KINGDOM: THE PRIMACY OF REGULATION IN PROTECTING THE RETAIL INVESTOR
Chapter 13: THE UNITED STATES OF AMERICA: SHIFTING CONDUCT STANDARDS FOR RETAIL INVESTMENT ADVICE
Bibliography
Index
Subjects
Law - Academic
Consumer Law
Finance and Banking Law
Law -Professional
Arbitration, Litigation, Dispute Resolution
Finance and Banking Law
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